GRIEVANCE REDRESSAL and ESCALATION MATRIX

Grievance Redressal & Escalation Matrix

SEBI Registered Research Analyst — Registration No. INH000025984

📊 Escalation Matrix

The below mentioned details would facilitate the complainants to approach the concerned Research Analyst before filing complaint to SEBI.

Level Designation Contact Person Office Address Contact No. Email ID Working Hours
Level 1 Customer Care Rashmith Door no 6-62(3b)Kamakshi Complex, Hebri Tq Udupi - 576112 9483090144 contact@rashmithshetty.in 10:00 AM - 5:00 PM
Level 2 Head of Customer Care Rashmith Door no 6-62(3b)Kamakshi Complex, Hebri Tq Udupi - 576112 9483090144 contact@rashmithshetty.in 10:00 AM - 5:00 PM
Level 3 Compliance Officer Rashmith Door no 6-62(3b)Kamakshi Complex, Hebri Tq Udupi - 576112 9483090144 contact@rashmithshetty.in 10:00 AM - 5:00 PM
Level 4 CEO Rashmith Door no 6-62(3b)Kamakshi Complex, Hebri Tq Udupi - 576112 9483090144 contact@rashmithshetty.in 10:00 AM - 5:00 PM
Level 5 Principal Officer Rashmith Door no 6-62(3b)Kamakshi Complex, Hebri Tq Udupi - 576112 9483090144 contact@rashmithshetty.in 10:00 AM - 5:00 PM
⏱️ Resolution Timeline
We aim to resolve all grievances within 7 working days from the date of receipt.

📈 Escalation Process

If your grievance is not resolved at one level, you may escalate to the next level as per the matrix above. Follow the steps below:

1
Contact Support
Reach out to our Customer Care team via email or phone with your complaint details.
2
Escalate Internally
If not resolved within 7 days, escalate to Head of Customer Care or Compliance Officer.
3
SEBI SCORES
If not resolved within 10 days, file a complaint on SEBI's SCORES portal.
4
ODR Portal
If still unsatisfied, access the Online Dispute Resolution Portal for arbitration.

🌐 External Grievance Portals

If your grievance is not resolved within the specified timeframe, you can escalate through the following external channels:

📌 Important Note
Please quote your Service Ticket/Complaint Reference Number while raising your complaint at SEBI SCORES portal. For more details, refer to: BSE Circular

📝 How to File a Complaint

To ensure quick resolution of your grievance, please include the following details in your complaint:

► Your full name and contact details (phone number, email)

► Client ID / Registration details (if applicable)

► Date of the issue and detailed description of the complaint

► Supporting documents (screenshots, transaction details, etc.)

► Expected resolution

📧 Direct Contact
Email: contact@rashmithshetty.in | Phone: 9483090144
Working Hours: Monday to Friday, 10:00 AM to 5:00 PM

🏢 Nearest SEBI Office

Securities & Exchange Board of India

SEBI Bhavan BKC
Plot No.C4-A, 'G' Block
Bandra-Kurla Complex, Bandra (East),
Mumbai - 400051, Maharashtra

Website: www.sebi.gov.in

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